Chief Compliance Officer

About us

We are a proprietary trading firm specializing in systematic electronic options market-making. Our vision is to scale and automate our quantitative strategies through cutting-edge algorithmic infrastructure and a diverse, multidisciplinary team of traders, quantitative developers, and researchers. We distinguish ourselves through rigorous data-driven decision-making, advanced technology platforms, and innovative quantitative methodologies, enabling us to address the complex challenges inherent in highly efficient markets. Leveraging best-in-class low-latency execution systems, sophisticated risk management frameworks, and state-of-the-art computational infrastructure, we maintain a competitive edge in the high-frequency trading landscape. Our foundation rests upon a commitment to continuous learning, absolute transparency, and a collaborative approach to every facet of our operations.

What you'll do:

  • Oversee trading activity to ensure compliance with federal securities laws, FINRA regulations, and internal risk policies.
  • Serve as a trusted compliance partner to internal teams by offering regulatory guidance and interpreting relevant laws, rules, and exchange requirements.
  • Draft, review, and implement internal compliance policies, with a strong focus on those governing trading activity.
  • Conduct ongoing reviews of trading patterns and prepare reports highlighting compliance concerns or emerging risks.
  • Cultivate productive relationships with regulatory bodies and other external stakeholders.

Qualifications and skills:

  • Previous experience (1-4 years) in a compliance or regulatory role at an options market maker, bank, broker dealer, or similarly regulated financial institution.
  • BS/MS/BA degree in Finance, Accounting, Business, Law, or a related field.
  • Series 24 license, or willingness to acquire the Series 24 in an expedited manner.
  • Familiarity with SEC and FINRA rules and regulations, particularly in areas such as 15c3-5, trading activity, and trade reporting.
  • Hands-on experience with compliance technologies, including trade surveillance tools and regulatory reporting systems.
  • Strong analytical skills with the ability to work effectively in a cross-functional environment.

Why Edgehog:

  • Small team advantage: Direct access to founders and senior team members from day one
  • Ownership early: Manage real P&L and make meaningful impact within your first year
  • Cutting-edge tech: Work with our proprietary models and low-latency trading systems built in-house
  • Tight feedback loops: Weekly 1-on-1s with your mentor, quarterly reviews with leadership
  • Chicago-based: Affordable cost of living, vibrant trading community

Benefits:

  • Comprehensive health, dental, and vision insurance with premiums 100% covered by the firm
  • 401(k) with a 4% company match
  • Unlimited paid time off and sick leave
  • Free lunch, coffee, drinks, and snacks
  • Commuter benefits
  • Monthly happy hours and annual team events


The base salary range for this position is listed below. Base salary represents just one part of overall compensation; all full-time, permanent roles are eligible for a discretionary bonus and benefits, including items in the above list.

The base salary for this role is 120,000 - 160,000 USD per year

Operations

Chicago, IL

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