Senior Audit Specialist

Join us to build a more rewarding financial future for all Canadians 


At Neo, we’re on a mission to build a more rewarding financial future for all Canadians. Life at a rapidly expanding tech startup isn’t for everyone. It’s complex, fast-paced, high-pressure, but also incredibly fulfilling. Since its founding in 2019, Neo has gained incredible traction and is one of the fastest-growing fintech companies in Canada. 


The Role


Neo Financial is looking for a full-time Senior Audit Specialist to join our team in Calgary. Our risk & compliance team navigates through a fast-paced environment and knows how to switch gears to adapt to any scenario. We strive to make things better, simpler and stronger. Make your mark by addressing the dynamic and ever changing landscape of risk and compliance, alongside some of Canada’s most successful leaders and tech minds.


What you'll be doing:

  • Develop and maintain extensive knowledge of federal and provincial compliance laws and regulations applicable to Neo's business.
  • Lead the design and implementation of business and IT controls around change management, system implementation, user access reviews, and other business and tech-related functions.
  • Lead the planning, execution, and reporting for SOC 1 and SOC 2 audits, with a strong emphasis on SOC 1 implementation and ongoing compliance.
  • Facilitate compliance monitoring, risk assessments, analyze and prepare reports for SOC 1, SOC 2, and PCI compliance.
  • Evaluate business processes and procedures to identify compliance risks and develop improvement plans.
  • Regularly review and update policies and processes to reflect the latest jurisdictional regulations and emerging compliance best practices.
  • Execute quarterly and annual audits of Neo's compliance program, identifying gaps and creating remediation plans to address.
  • Investigate and respond to compliance risk issues, regulatory inquiries, including preparing required documentation and making recommendations to senior management on how to proceed.
  • Work with product and engineering teams to embed automated controls into products and internal tools to meet compliance requirements.
  • Work closely with senior management to develop and maintain a cultural focus on compliance.

Who we are looking for:

  • At least 5+ years of experience in audit compliance, risk management, or other internal controls roles, preferable with knowledge within financial services.
  • Proven experience leading and managing SOC 1 and SOC 2 engagements, including readiness, implementation, and ongoing audit support.
  • A strong ability to build relationships as well as establish trust and credibility with your colleagues through excellent verbal, written, and interpersonal communication skills.
  • Experience working effectively in a team environment where flexibility, collaboration, and adaptability are important.
  • Possess strong organizational and prioritizing skills.
  • Have advanced Microsoft Office or G Suite skills.
  • Working knowledge of IT processes, IT compliance, IT frameworks, such as: SSAE 16 SOC 2, PCI compliance, NIST, ISO 27001 & OWASP Top Ten.
  • Solid understanding of IT systems, applications, networks, and databases.
  • Prior experience with vendor compliance and vendor management is an asset.
  • Knowledge and/or experience with relevant legislation and regulation is an asset (i.e. PCI, SOX, FINTRAC, FCAC, PIPEDA, OSFI, CDIC; and/or the Ontario Securities Commission).
  • PCIP/ISA qualification is considered an asset.
  • CPA/CISA designation is considered an asset.


Working at Neo:

The people who thrive at Neo are resourceful, growth-oriented, and driven to win. We hold ourselves to high standards because we’re on a mission that matters: to build a more rewarding financial future for all Canadians. As individuals and as a team, we constantly challenge ourselves and each other to do our best work for our customers. Our commitment to customer success drives everything we do, from building intuitive products to providing exceptional support at every step of their journey. If this resonates with you, keep reading.


We trust, respect, and support each other. This means honest conversations, constructive input, and continuous support. You’ll be surrounded by people who push you to be your best. We primarily collaborate in person across our Calgary, Winnipeg, and Toronto offices. As we evolve rapidly, we’re looking for change-makers who thrive on challenge—people who would rather blaze a trail through uncertainty than follow a well-paved path.


All team members have a stake in Neo’s success and earn meaningful equity through stock options. This ownership mindset is at the heart of everything we do — when Neo grows, we all grow. If you’ve heard that Neo employees work hard, it’s true. We hold ourselves accountable for delivering on our commitments to our customers, partners, and each other. Working at Neo means taking ownership of your work and driving results, knowing that your contributions directly impact the company’s success. 


Apply with us:

We believe in equal opportunity and are committed to creating an inclusive climate where everyone can thrive. Customers trust us with their finances, so successful candidates for this position will be required to undergo a security screening, including a criminal records check and a credit check.


By continuing with your application, you agree to the Candidate Privacy Notice which guides how we process your personal information for the purpose of your application.

Legal & Compliance

Calgary, Canada

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