About Webull Financial
At Webull, we believe that everyone should have an equal opportunity to control their own financial future. In order to make this a reality, we work tirelessly to make sure all the key trading features (a comprehensive news cycle, real-time market data, and analytical tools) are completely free. We pride ourselves on our consistent platform innovation and granular datasets that will drive our customers to make smarter financial decisions.
Legal Operations Analyst
New York, NY
Webull Financial LLC is a FINRA registered broker dealer, we provide online investing platform for retail investors, products include global market data, news and trading in US equities, listed options, futures contracts, and more. We are looking for a talented financial services professional in the New York area to be part of our Middle Office Operations team.
Responsibilities
- Complete legal processes for client liens, levies, garnishments, information requests and take appropriate action to restrict account access, liquidate positions, and/or pay creditors.
- Serve as primary point-of-contact for legal, treasury, Omnibus, and banking teams to perform daily ad hoc tasks.
- Spearhead semi-annual escheatment process by creating data reports, liaising with Customer Service team, performing due diligence, and managing timelines.
- Assist legal team in responding to subpoenas and restraining notices.
- Correspond with government entities.
- Manage vendor relationships to ensure firm’s standards and requirements are aligned.
- Continually identify inefficiencies in current processes and implement solutions to optimize workflows.
Requirements
- Bachelor’s degree or 1 to 2 years of relevant experience.
- Ability to obtain SIE and Series 7 within 6 months of employment
- Prior production experience working at a retail broker dealer
- Strong problem solving, control, and project management skills a plus
- Excellent oral and written communication skills; superb attention to detail
- Proven ability to work efficiently and accurately under pressure in a fast-paced, multi-tasking environment
- Team player
Webull promotes diversity and provides equal opportunity for all applicants and employees. We are dedicated to building a company that represents a variety of backgrounds, perspectives, and skills. We believe that the more inclusive we are, the better our work (and work environment) will be for everyone.
Salary range: $70,000- $75,000